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Plan/Amendment

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Plan ID: CD080186 Occupied: RESIDENTIAL
Name: HOTEL AND RESIDENCES AT 400 FIFTH AVENUE (THE) Eviction:
Address: 400 FIFTH AVENUE Initial Price: $420,872,000.00
NEW YORK, NY 10018 Current Price: $499,510,000.00
Boro/County: MANHATTAN Submitted Date: 04/01/2008
Location Code: MANHATTAN Withdrawn Date:
Type: CONDOMINIUM Rejected Date:
Construction: NEW Reviewed Date: 11/05/2008
Units: Accepted Date: 11/05/2008
Review Attorney: SCHARBACH S Abandoned Date:
Action: ACCEPTED Effective Date:
CPS-10 Certification Filed:
Amendment No:35Submitted Date:06/16/2017Next Amendment
Review Attorney:LEE JReviewed Date:06/26/2017 
Review Engineer: Action:ACCEPTED 
Contents*Click here to view the amendment codes key.:72; 99 UPDATED FINCEN DISCLOSURE; 73 FINANCIAL STATEMENT - YEAR 2016; NON-SPONSOR CONTROLLED BOARD (12) Previous Amendment

Building Info

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Plan ID: CD080186
Number of Units
Commercial 2
Parking 0
Professional 0
Resort 0
Residential 176
•Regulated 0
•Non-Regulated 0
Storage 0
Other 214
Total 392
Project Name: HOTEL AND RESIDENCES AT 400 FIFTH AVENUE (THE)
 
Building Type: Condo 
Residential Conversion:  
Residential Vacant: New Construction 
Commercial:  
 
 
 

Statistical Record

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Plan ID: CD080186
Project Name: HOTEL AND RESIDENCES AT 400 FIFTH AVENUE (THE)
Address: 400 FIFTH AVENUE
NEW YORK, NY 10018
Country: US
County: MANHATTAN
Location: MANHATTAN
Sponsor Name: 400 FIFTH REALTY, LLC
Address: 712 FITH AVENUE 28TH FLOOR
NEW YORK, NY 10022
Law Firm: GANFER SHORE LEEDS & ZAUDERER, LLP
By: BRIAN  CROSBY
Phone: (212) 620-2680
Address: 360 LEXINGTON AVE, 13TH FLOOR
NEW YORK, NY 10017
Type of Offering: NEW CONSTRUCTION OR VACANT CONDO
Plan Type: CONDOMINIUM
Construction Type: NEW

Principals of Sponsor

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Plan ID: CD080186
Project Name: HOTEL AND RESIDENCES AT 400 FIFTH AVENUE (THE)
Sponsor Name: 400 FIFTH REALTY, LLC
 
Select A Principal Below To View Other Plans Associated With Them.
Last NameFirst NameMITitle/Function
BIZZI DAVIDE PRINCIPAL

Statistical Record

 Plan ID:   
 
NAME OF PROJECT: HOTEL AND RESIDENCES AT 400 FIFTH AVENUE (THE) File NO: CD080186
ADDRESS: 400 FIFTH AVENUE DEPOSIT: $20,000.00
CITY: NEW YORK REC./DATE: 04/28/2008 (#092837)
COUNTY: MANHATTAN BALANCES: $10,000.00
STATE: NY REC./DATE: 11/07/2008 (#96399)
ZIP: 10018 INIT. PP:
SPONSOR: 400 FIFTH REALTY, LLC PP on Accep: $420,872,000.00
SPONSOR'S ATTORNEY (Firm): GANFER SHORE LEEDS & ZAUDERER, LLP Atty.: LESMERISES DEGRAFF S
BY: BRIAN CROSBY PLAN REC'D:
ADDRESS: 360 LEXINGTON AVE, 13TH FLOOR ASSIGNED TO: SCHARBACH S
NEW YORK, NY 10017 REJECTED:
PLAN TYPE: PT20 (NC/Vac Condo) WITHDRAWN:
ABANDONED:
ACCEPTED: 11/05/2008
DATE EFFECTIVE:
UNITS SOLD:

BUILDING INFORMATION
Building Type: Condo No. Units Total:

PRINCIPALS OF SPONSOR
Last Name First Name MI Title/Function
BIZZIDAVIDEPRINCIPAL

AMENDMENTS
No: 35 Submitted Date: 06/16/2017 Review Attorney: LEE J
Review Date: 06/26/2017 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 72; 99 UPDATED FINCEN DISCLOSURE; 73 FINANCIAL STATEMENT - YEAR 2016; NON-SPONSOR CONTROLLED BOARD (12) Receipt Number: 141977

No: 34 Submitted Date: 07/14/2016 Review Attorney: DISCHELL J
Review Date: 07/29/2016 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : SCHEDULE A- NEW; SPONSOR FINANCIAL DISCLOSURE ITEMS; 73- FINANCIAL STATEMENT YEARS 2014-2015 (6) Receipt Number: 137187

No: 33 Submitted Date: 01/28/2016 Review Attorney: LEE J
Review Date: 01/28/2016 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 12; CHANGE IN PRICE -($1,575,000), NEW TOTAL OFFERING PRICE $499,510,000; FORM CD11 ATTACHED; REVIEWED AS OF 2/3/16 (0) Receipt Number: 134735

No: 32 Submitted Date: 10/16/2015 Review Attorney: LEE J
Review Date: 10/16/2015 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 12; CHANGE IN PRICE -($2,450,000), NEW TOTAL OFFERING PRICE $501,085,000; FORM CD11 ATTACHED; REVIEWED AS OF 10/21/15 (0) Receipt Number: 133337

No: 31 Submitted Date: 10/02/2015 Review Attorney: LEE J
Review Date: 10/02/2015 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 12; CHANGE IN PRICE -($2,525,000), NEW TOTAL OFFERING PRICE $503,535,000; FORM CD11 ATTACHED; REVIEWED AS OF 10/6/15 (0) Receipt Number: 133129

No: 30 Submitted Date: 08/17/2015 Review Attorney: LEE J
Review Date: 08/17/2015 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 12 DN; CHANGE IN PRICE (-$5,500,000); NEW TOTAL OFFERING PRICE $506,060,000; FORM CD-11 ATTACHED; REVIEWED 8/18/15; AS OF 8/17/15 (0) Receipt Number: 132491

No: 29 Submitted Date: 07/17/2015 Review Attorney: WALLACE L
Review Date: 08/05/2015 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 71; 73- FINANCIAL STATEMENT YEAR 2013; SCHEDULE A NEW; SPONSOR FINANCIAL DISCLOSURE ITEMS; NON SPONSOR CONTROLLED BOARD; 99- PERMANENT CERTIFICATE OF OCCUPANCY (12) Receipt Number: 132051

No: 28 Submitted Date: 12/19/2014 Review Attorney: KAUFMAN J
Review Date: 12/19/2014 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 12 (OT); CHANGE IN PRICE $7,300,000, NEW TOTAL OFFERING PRICE $511,560,000; FORM CD-11 ATTACHED; REVIEWED AS OF 12/30/14 (0) Receipt Number: 129117

No: 27 Submitted Date: 05/21/2014 Review Attorney: KAUFMAN J
Review Date: 07/10/2014 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 71; 73 FINANCIAL STATEMENT YEAR 2012; SPONSOR CONTROLLED BOARD; SPONSOR FINANCIAL DISCLOSURE ITEMS (12) Receipt Number: 126290

No: 26 Submitted Date: 03/20/2014 Review Attorney: ROOTS L
Review Date: 03/20/2014 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 12 (OT); REVIEWED 04/02/2014; CHANGE IN PRICE $(685,000) NEW TOTAL OFFERING PRICE $518,860,000; FORM CD-11 ATT'ED Receipt Number: 125436

No: 25 Submitted Date: 11/01/2013 Review Attorney: HABER N
Review Date: 11/01/2013 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 11, OT, 12 - CHANGE IN PRICE $(4,500,000), NEW TOTAL OFFERING PRICE $519,545,000, FORM CD-11 ATT'ED, AS OF 11/19/13. Receipt Number: 123816

No: 24 Submitted Date: 10/21/2013 Review Attorney: ROOTS L
Review Date: 10/21/2013 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 12, OT, CHANGE IN PRICE $(6,500,000), NEW TOTAL OFFERING PRICE $524,045,000, FORM CD-11 ATT'ED, AS OF 10/28/13. Receipt Number: 123614

No: 23 Submitted Date: 10/21/2013 Review Attorney: ROOTS L
Review Date: 10/21/2013 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 11, TM, CHANGE IN PRICE $3,700,000, NEW TOTAL OFFERING PRICE $534,245,000, FORM CD-11 ATT'ED, AS OF 10/22/13. Receipt Number: 123546

No: 22 Submitted Date: 05/06/2013 Review Attorney: ROOTS L
Review Date: 06/14/2013 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 71, SPONSOR CONTROLLED BOARD, 99 - NEW NAME = THE HOTEL & RESIDENCES @ 400 FIFTH AVENUE. (12) Receipt Number: 121359

No: 21 Submitted Date: 01/29/2013 Review Attorney: ROOTS L
Review Date: 01/29/2013 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : ; PRICE CHANGE $(1,320,000); NEW TOTAL OFFERING PRICE $530,545,000; 12-DECREASE NO FEE; DN (02/01/2013) Receipt Number: 120062

No: 20 Submitted Date: 11/15/2012 Review Attorney: ROOTS L
Review Date: 11/15/2012 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : CHANGE IN PRICE $1,550,000; NEW TOTAL OFFERING PRICE $531,865,000; 11(RP) 12/13/2012 Receipt Number: 119251

No: 19 Submitted Date: 10/15/2012 Review Attorney: ROOTS L
Review Date: 11/05/2012 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 99-OTHER - SUSPENSION OF ILSA STATEMENT BASED ON US CONSUMER FRAUD PROTECTION BUREAU; APPROVAL AS OF 9/28/12; Receipt Number: 118949

No: 18 Submitted Date: 09/28/2012 Review Attorney: ROOTS L
Review Date: 09/28/2012 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 11, DN- TOTAL NEW OFFERING PRICE $530,315,000; (12) DECREASE; NO FEE; AS OF 10/4/12. Receipt Number: 118788

No: 17 Submitted Date: 09/11/2012 Review Attorney: ROOTS L
Review Date: 09/11/2012 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : PRICE CHANGE (12) DECREASE; NO FEE; NEW OFFERING 532,975,000; AS OF 9/14/12. Receipt Number: 118563

No: 16 Submitted Date: 08/13/2012 Review Attorney: ROOTS L
Review Date: 08/13/2012 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : PRICE CHANGE; NEW OFFERING $535,610,000; 12-DECREASE NO FEE; DN (08/16/2012) Receipt Number: 118246

No: 15 Submitted Date: 06/05/2012 Review Attorney: ROOTS L
Review Date: 06/05/2012 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 11, SH ...12- PRICE DECREASE OF $2,460,000 NEW OFFERING $538,135,000. AS OF 6/26/12. Receipt Number: 117388

No: 14 Submitted Date: 04/19/2012 Review Attorney: ROOTS L
Review Date: 05/07/2012 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 99-OTHER - OFFER TO PURCHASES TO BUY STORAGE BINS; RECONFIGURATION OF UNSOD UNITS; REVISED FLOOR PLANS; REVISION OF PROPERTY...UPDATED SCHEDULES A & B; (12) Receipt Number: 116782

No: 13 Submitted Date: 03/05/2012 Review Attorney: ROOTS L
Review Date: 03/05/2012 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : PRICE CHANGE - INCREASE $1,060,000 FEE; NEW OFFERING $539,000; 05/05/12 Receipt Number: 116184

No: 12 Submitted Date: 01/04/2012 Review Attorney: ROOTS L
Review Date: 01/04/2012 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 12, OT, PRICE CHANGE DECREASE, NEW OFFERING $536,015,000, AS OF 1/11/12. Receipt Number: 115484

No: 11 Submitted Date: 12/13/2011 Review Attorney: ROOTS L
Review Date: 12/13/2011 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : PRICE CHANGE; NEW OFFERING $539,535,000; 11-INCREASE 0 FEE; (DN) 12/19/11 Receipt Number: 115283

No: 11 Submitted Date: 12/13/2011 Review Attorney: ROOTS L
Review Date: 12/13/2011 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : PRICE CHANGE; NEW OFFERING $539,535,000; 11-INCREASE 0 FEE; (DN) 12/19/11 Receipt Number: 115283

No: 10 Submitted Date: 10/14/2011 Review Attorney: ROOTS L
Review Date: 11/03/2011 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 99-OTHER - RE-CONFIGURE INFORMATION RE: INVESTED BOND SALES ONTO A DIFFERENT PAGE; (0) Receipt Number: 114634

No: 9 Submitted Date: 10/12/2011 Review Attorney: ROOTS L
Review Date: 10/12/2011 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 12-DECREASE $6,015,000; (0) Receipt Number: 114487

No: 8 Submitted Date: 08/01/2011 Review Attorney: ROOTS L
Review Date: 08/01/2011 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 12(OT), PRICE CHANGE, DECREASE, NEW OFFERING $548,375,000, AS OF 8/5/11. Receipt Number: 113610

No: 7 Submitted Date: 06/21/2011 Review Attorney: ROOTS L
Review Date: 06/21/2011 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : PRICE CHANGE; NEW OFFERING $550,370,000; 12-DECREASE NO FEE; DN (06/24/11) Receipt Number: 113128

No: 6 Submitted Date: 05/23/2011 Review Attorney: ROOTS L
Review Date: 05/23/2011 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : PRICE CHANGE - $(10,965,000); NEW OFFERING 0; 12-DECREASE NO FEE; (RP) 06/03/11 Receipt Number: 112646

No: 5 Submitted Date: 05/10/2011 Review Attorney: ROOTS L
Review Date: 05/13/2011 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 53-LICENSED REAL ESTATE BROKER; 99-OTHER - OFFER OF LOWER RESIDENTIAL PORTION NOT PREVIOUSLY OFFERED (56 UNITS TO BE CONCIEGED TO NON-SPONSOR PARTY; (12) P.I. (06/07/11) Receipt Number: 112498

No: 4 Submitted Date: 02/15/2011 Review Attorney: STEPHENS C
Review Date: 04/11/2011 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 90-POST-CLOSING-STATUS OF UNSOLD SHARES/UNITS; BOARD OF DIRECTORS; 99-OTHER - PENDING LITIGATION; (6) Receipt Number: 111503

No: 3 Submitted Date: 11/12/2010 Review Attorney: STEPHENS C
Review Date: 12/07/2010 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 99-OTHER - CONSOLIDATION OF SUITE UNITS TO SUITES UNIT; REVISED POWER OF ATTORNEY; MEZZANINE LOAN; MANAGING AGENT FEE (CONFORMING OTHER SECTIONS; (6) P.I. (01/04/11) Receipt Number: 110306

No: 2 Submitted Date: 06/10/2010 Review Attorney: ROOTS L
Review Date: 06/15/2010 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : PRICE CHANGE $15,338,000; NEW OFFERING $43,210,000; 11-INCREASE 0 FEE; 20-EFFECTIVENESS -27; UNITS -134; % SOLD - 20; 99-OTHER - STTS OF CONST; EXIST MORTG MATURE 12/31/14; INTEREST ONLY DUE; INITIAL SPONS BD MEMBS; UPDT .... (6) Receipt Number: 105230

No: 1 Submitted Date: 11/20/2009 Review Attorney: ROOTS L
Review Date: 12/09/2009 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 99-OTHER - NUMBER OF TOTAL UNTS RDCD BY COMBIN UNITS; SPEC RSKS; RE: RESPONSIBILITY FOR FXTRS; FOOTNOTE DELTD; SCH A RVSD BASED ON NW RL EST TX FIGS; INTERSTATE LAND SLS MAINT DEPOSIT ADD TO CNTRCT; (6) Receipt Number: 102382

No: 1 Submitted Date: 11/20/2009 Review Attorney: ROOTS L
Review Date: 12/09/2009 Action: ACCEPTED
Contents*Click here to view the amendment codes key. : 99-OTHER - NUMBER OF TOTAL UNTS RDCD BY COMBIN UNITS; SPEC RSKS; RE: RESPONSIBILITY FOR FXTRS; FOOTNOTE DELTD; SCH A RVSD BASED ON NW RL EST TX FIGS; INTERSTATE LAND SLS MAINT DEPOSIT ADD TO CNTRCT; (6) Receipt Number: 102382